Christoph Eberhard· 18/10/2001
E-mail :
c.eberhard@free.fr
Challenges and Prospects for the Anthropology of Law.
A Francophone Perspective*
(First draft of a Contribution to the Workshop "Anthropology of Law",
Max Planck Institute for Social Anthropology, Halle, September 20 - 22, 2001)
"When anthropologists are moved to ask under what conditions legal institutions can contribute to democratic practice, they are inadvertently showing some small signs of optimism about the possibilities for intentional action. Such enquiries demonstrate that even a habitually sceptical profession can acknowledge that perhaps things could be better. At the very least, situations could be better understood. To this end, anthropology has expanded the scope of its own scholarly analysis by contextualizing legal field materials more extensively and more deeply. It has always known that law is a major political instrument, and it has always had something to say about the way law has been used. But in recent decades it has gone further, it has aspired to alter the way law is conceived." (Moore 2000 : 17)
Although I will present a Francophone perspective on the challenges and prospects for the anthropology of Law, I think Sally Falk Moores assessment provides a nice point of departure. Indeed, as I will show, major concerns of Francophone legal anthropology are the mapping out of new ways to think and to practice Law, from the most global to the national or more local levels. Her concluding remark that in recent years anthropology of law "has aspired to alter the way law is conceived" seems especially relevant. Indeed, if Michel Leiris (1992 : 37) argued that the anthropologist is the "natural advocate" of the peoples he studies, we could say that through his specific sensitivity to peoples practices and representations the legal anthropologist is nowadays the "natural spokesman" for a rethinking of Law in pluralist and complex terms, which permit to take into account the paradigms of the practices of the diverse actors. And this endeavour seems most important in the contemporary world : indeed "modern" representations of Law have shown their limits and it is felt more and more accurately that Law has to be rethought of in more pluralistic and complex terms and taking into account not only theories but also the practices of actors. We only have to think on the global scale of current issues in international human rights law which remains trapped in the universalism/relativism debate (see Eberhard 2000a), of the question of the recognition of indigenous peoples rights (see Vachon 1995a, b, c), or of the problems posed by the newly emerging international penal justice and the establishment of international penal courts (see Eberhard & Liwerant 1999). On the national levels, we find the issues of the rethinking of multicultural states (see Le Roy 1997b ; Vanderlinden 2001). A good example is provided by the South American context and its dynamics of claims of indigenous people who do not want to separate from the national states, but want to be recognized - which implies a recognition of their legal and political cultures and the searching to move towards a partnership / articulation between those traditions and the modern tradition of the Nation-State in order to organize the "living together" of all. But we can also think of the issues facing Justice in European countries such as France who has to deal with a growing interculturality of its population. Even though there may not yet be the feeling that the whole state should be rethought in an intercultural way, demands emerge on more "local levels", in the administration of Justice where judges are confronted to growing interculturality - without necessarily being prepared for it. Besides the issue of an interculturalization of the state, there is also the challenge to rethink it in a pluralist way, especially in non-Western contexts, in order to take into account local conceptions and perceptions of law and practices - this requirement is especially tackled by Jacques Vanderlindens recent work (Vanderlinden 1996b, 1998, 2001 ; see also Le Roy 1997a, 1997b).
To use an image of Boaventura de Sousa Santos, anthropologists of Law may nowadays be the "heterotopists" par excellence. As he writes (1995 : 479-482), it is not enough to criticize the current modern paradigm of law, but it is important to map out the new possibly emerging alternatives, which he would call "postmodern", but Etienne Le Roy (1998b : 3) rather "transmodern" - or which we could even say to have to be embedded in the new emerging myth of the pluralism of Reality (see Vachon 1997) . He argues, that we have to engage in "utopia" or rather "heterotopia" which rather than the invention of a place elsewhere consists in a radical displacement in the place / world we are already in : from the center to the margins. If this project may seem to "grandiose", we feel that already the fact that "At the very least, situations could be better understood." as Sally Falk Moore notes and that awareness to usually ignored situations is raised, can make valuable contributions, if the communication with the larger "legal world" is working. And we come here to another point which seems primordial to us - especially from a French perspective.
Anthropology of Law and Legal Theory :
A Fruitful "In-Between"
Anthropology of Law is facing the major challenge to move from the "edges of Law" (des Confins du Droit to make reference to the title of Norbert Roulands book on an anthropological approach to Law - 1993) to the core of Law, to the core of legal theory, which for the moment remains almost exclusively monocultural, and to open it up from within. There seems to be a possible meeting point as the aim of legal theory is to give a complete understanding of Law, from a point of view which aims to be universal (because rational) but is in fact Western, whereas at least French legal anthropology in the continuity of Michel Alliots work is seeking for a general "non-ethnocentric", or intercultural, science of Law, which in its turn is in continuity with the anthropological aim formulated by Claude Lévi-Strauss (1995 : 413) to understand Man in all its generality through the diversity of his/her manifestations, thus introducing the comparative and intercultural elements. Both approaches have a universalizing aim and Law as the object of understanding - that is where they can meet - but the latter does not postulate universality a priori, as a consequence of rational deduction, but reconstructs it through an additive logic which builds on the diversity of observed situations. In the contemporary situation, it seems that the first position is less and less tenable and the second emerges as the only really credible alternative. And it should be taken further and deepened.
Let us note that we can make out a double "French" influence in the universalizing aim of a "universal theory of law based on the comparison of the different cultures of the world" - but which in our eyes does not take away the relevance of such thought for non-French legal anthropological research. First of all, it is true that French anthropological thought has a tendency to move towards grand theories, to focus on general comparative models and that sometimes the fieldwork aspect runs a little short. But the epistemological questionings linked to a comparison of diverse "legal" cultures and of what can be learned from it, seem more and more paramount in our "shrinking world", which through its shrinking also makes the need for intercultural approaches much more felt. Second, it seems that the aim to "rethink Law" is also very French. Not only because of the tendency to like "grand theorizing" but also because the great majority of French legal anthropologists come from a legal background and stay embedded in it (they depend of the Law faculties of universities), and that moreover this legal background is very "Law and State and legal system centered", as compared to even lawyers (juristes) that come from the Common Law tradition, and who are trained in Law but do not have the same sense of "normative systems" as have continental European lawyers. It thus seems natural, especially because of the second trait, that French legal anthropologists try to enrich and to open up the concepts of Law which they have been taught through anthropological inputs. This may not be of so much concern to legal anthropologists coming from an anthropological background and who are not lawyers but who see the study of Law as a study like any other anthropological study in a specific domain. But if these two traits can partly be traced back to a French sensitivity they have nevertheless shown their relevance in the putting into perspective and the working out of alternatives in the field of Law as well in human rights law, international penal law, land law in African contexts, problems of État de Droit and justice etc. - it is maybe also becoming increasingly relevant as the systems approach of Law is growing : see the European construction, the aims to the emergence of a international penal law, the building of an international human rights system, the structural adjustment plans imposed on many countries etc. Thus this special sensitivity could be enriching to other sensitivities in the field of the anthropology of Law.
Moreover it should be noticed that if French legal anthropologists come from a legal background, this does not mean that they remain caught in the "legal frame" (as understood in the Western sense). But they do take it very seriously, and are maybe sometimes a bit trapped by their legal enculturation, making it difficult for them to think legal pluralism in pluralist terms - the horizon of the state, and the legal system being indeed deeply embedded in their unconscious. Once this predicament is made conscious, it is turned from "weakness" to "strength". Indeed it is unthinkable for a French legal anthropologist to think about Law without somehow integrating state and modern law in his/her approaches. He or she is thus automatically confronted to the complexity of legal pluralism. Étienne Le Roy (1998 ; 1999) tackles it through his theory of multijuridisme or "multilegalism". For him, "Law" as "legal phenomenon" (phénomène juridique) which could be defined as that which puts forms and puts into forms the reproduction of humanity in the domains a society considers as being vital does not have a single foundation, general and impersonal norms, to which we tend to reduce it from a Western perspective, but rests on at least two other feet, thus giving it a "tripodic" character : models of conduct and behaviour and systems of lasting dispositions or habitus, to follow Bourdieus terminology. Different cultures value these different feet of Law differently (see Le Roy 1999 : 201-203) and thus articulate them differently, thus also revealing preferences for different ways of "ordering" or "patterning" social reality in view of its reproduction. Indeed, general and impersonal norms rather reflect an "imposed ordering", models of conduct and behaviour a "negotiated ordering" (cf. the mechanism of African traditional custom), and habitus an "accepted ordering" (cf. confucian cultures and their value of autodiscipline). But the picture would not be complete if we did not add the "contestation of order" which also plays an important role in the perpetuation of our living together, especially if we share an agonistic view of Law, such as the one of Michel Alliot (1983a : 83) for whom Law is "the struggling and the consensus on the outcomes of the struggling in the domains a society considers as being vital." This definition leads us to the other essential aspect of the theory of multijuridisme : it is a fundamentally dynamic approach to the legal phenomenon, in the continuity of work such as that carried out by Max Gluckmann (1955) or Sally Falk Moore (1983) in the Anglophone world or Georges Balandier (1967, 1971) in the Francophone world. It leads to a leap into what one could call a "fully anthropological approach" as the main question that is addressed is that of the reproduction of human societies in the big "jeu des lois" (game of laws). "Laws" should be understood here in the sense of Lévy-Bruhls juristique as the "laws underlying the laws", or we could say "the laws underlying social reproduction and conflict management" - even though it may not be very accurate anymore to speak in terms of law if we are very peculiar about the choice of our words. Indeed Le Roys (1999) whole model is based on the recognition of the non-systemic complexity of the social games we play. There are no evident underlying rules for social reproduction : rather social reproduction and conflict management can be understood in specific situations by taking into account various sociological, historical, geographical, political etc. factors which are tied together by the anthropological questioning of how the diverse practices, discourses, logics and worldviews in interplay contribute to the evolution of the situations observed. Questions are put by starting from the social totality which explains the interdisciplinary character of the endeavour. Anthropology of Law, or rather of "juridicité" (in line with our above definition of the phénomène juridique or legal phenomenon), rather than as a discipline determined by specific objects of study or a specific methodology, thus appears as a particular perspective on the social, as a particular way of knotting together questions, the pursued aim being to understand the "rules of the games" we play in our social reproduction,.
We have now clarified some of the prospects and challenges as they emerge from a French approach to the anthropology of Law in its peculiar relationship on the one hand with general legal theory and Law and on the other hand with anthropology. As this part has shown, our practice of an anthropology of Law in between legal theory and anthropology and open to enrichment by other social sciences requires an appropriate "inter-" method of research and is thus confronted to a "dialogical challenge".
The Dialogical Challenge :
The Requirements of Intercultural and Interdisciplinary Research
A major task for contemporary anthropology of Law seems to be to help approaching the new emerging myth of "interculturalism and pluralism of Reality" as Robert Vachon (1997) calls it - and we could maybe say more generally speaking the "emergence of a dialogical myth". Indeed there is an increased awareness (Panikkar 1984a : 28-29) that the Reality we live in is neither one, nor multiple, it is pluralist (Panikkar 1990) : we do all share the same world but at the same time our diverse ways to experience the world are also part of it. Our human predicament is thus ultimately pluralistic. Although this awareness deeply challenges modern views where Reason is central and where the ideal is a reduction of diversity to unity through Reason (which was thought to be possible) it is more and more prominent, as postmodern writings, feminist studies, or the debates on communitarianism and liberalism etc. illustrate. Let us note that I will not deepen the analysis on the dialogical approach very much here as I have done so in a recent article (Eberhard 2001a). I will just share a few reflexions starting by quickly noting the interdisciplinary challenge we have to face if we see anthropology of Law as a necessarily interdisciplinary endeavour as presented above, before coming to the intercultural dialogical challenges facing us as anthropologists of Law.
a) The Interdisciplinary Challenges
For Raimon Panikkar (1984b : 214) " ( ) to deal with a perspective means to deal with very fundamental springs in the knowing subject. A new epistemology is required here." And as Roger Cotterrell (1996 : 48) notes "inter-" approaches stemming from a confrontation between different disciplines and legal cultures "not merely add to knowledge but ultimately transform the terms in whichknowledge is sought and conveyed by disrupting the taken-for-granted foundations of the disciplines involved." It is thus important to reflect on the conditions to move from mere "multidisciplinarity", a juxtaposition of disciplines, to a true "interdisciplinarity" which is enlightening a "common" question from different perspectives in order to get a more complete picture of it (cf Ost & van de Kerchove 1987 : 69 ss ; Le Roy 1999 : 47 ss). I wonder if we really take the implications of this seriously although we might argue that we do actually work in an interdisciplinary way - but to what extent do we take different disciplines in-bringings and challenges seriously ? How far are we really opening up to them and permitting them to challenge us ? And how far do we recognize the methodological requirements and constraints of such a research ? Epistemological questionings on the construction of our "objects of research", focus on a well defined problematiques, that can provide the backbones of approaches which otherwise would be torn into pieces by the complexity of the situations and the multiplicity of the entries become paramount. Interdisciplinary research is only possible if one clearly works out where one is rooted, what his or her topos is, and what one is looking for (in the sense of what one wants to understand or to research). Thus even here diatopical and dialogical hemeneutics become paramount (see Panikkar 1984b ; Vachon 1990) These questions run parallel to those we face when we work in cultural settings alien to us and where we are confronted with different cultural traditions. We can thus refer some of the following reflexions on the intercultural challenges to the challenges of interdisciplinary approaches to Law.
b) The Intercultural Challenges
First, I feel that if - as I said in the introduction - it seems that legal anthropologists should naturally be the spokesmen of the diverse homeomorphic legal cultures of the world (Vachon 1990), the privileged analysts and "utopists" or rather "heterotopists" for the actual encounter of different traditions, and maybe the mediators par excellence in the encounter, it does not really seem that they really do play that role to the extent they could do it and maybe should do it. A lot of legal anthropological work is quite insensitive to different "cultural" perspectives, or at least does not really reflect those perspectives in their work. If I put "cultural" in inverted comas, it is because by culture I also mean here the "subcultures" of specific groups an anthropologist may study, as for example the "culture" of Indian untouchable women studied by R.S. Khare (1998a). I do not intend here to invite people to an essentialization of "cultural representations" but I have the feeling that we do not sufficiently recognize the original perspectives of the people we are working with - and somehow we seem to still have the feeling of the superiority of our modern, Western social sciences tools and frames of analysis as compared to the representations of those with whom we work - and of Western modern law in order to provide solutions for issues. As R.S. Khare (1998a) notices, in his work with untouchable women, it took him very long to start listening to what they were actually telling him and to take it seriously, without trying to integrate it before all in his analytical framework and to use it to answer the questions of concern to him and maybe anthropology at large, but not the questions of concern to the concerned people.
Another striking example is work carried out by legal anthropologists on the recognition of indigenous peoples rights (see for example Pierré-Caps, Poumarède & Rouland 1996). Isnt it striking that studies can be written on Indigenous Law which do not refer to the nature of the indigenous visions of "Law", to their worldvisions, logics and stakes in the process as seen from their point of view ? Of course it is also important to make an analysis of the existing international law and of its challenges. And it must be noticed that there are anthropologists of Law who have done valuable work to recognize these different visions and reflect upon their interaction with the modern visions. But that a collective book, directed by anthropologists of Law, can ignore these perspectives, excluding the points of view of those mainly concerned reveals that we still seem to be in an evolutionist paradigm where the generally accepted and legitimized ultimate horizon of thought remains legal organization modern style. Let us note also that to a large extent work on "legal pluralism", and I herein include my own work and that of my Laboratory, the Laboratoire dAnthropologie Juridique de Paris, focuses on a theoretical analysis of the "working of legal pluralism"but does not really convey the cultural pluralist dimension of it. We are not really aware, or do not really take seriously, that we have to engage in a meeting between different homeomorphic legal and political cultures - This is indeed an arduous task and asks for a whole preliminary methodological work and a "cultural disarmament" (Panikkar 1995a) in order that only the prerequisites of such an encounter can be met. And once the encounter then can really start, epistemological and existential challenges will be revealed that oblige a fundamental rethinking not only of modern law but of the whole underlying modern worldview - which does not mean its abandoning, but its transformation in something different through its opening up to different cultural traditions and its enrichment through them. This necessarily entails on the one hand an emancipation from the evolutionist paradigm and the recognition of the historical aspect of the diverse traditions of the world and of the pluralism of histories making up our living together on the larger scales such as the world, continents, regions or countries - but as well on the local planes : there is not one history of a place there are always different and sometimes competing histories. This in turn entails in my opinion a second necessary step : it is to recognize the dimension of "tempiternity", as Raimon Panikkar (1993 : 120 ss) calls it in his Cosmotheandric Experience, next to our historical awareness in the intercultural encounter. But on a even more fundamental level we will have to learn to complement our rather "dialectical" current approaches by more dialogical ones (see Panikkar 1984b)
A last question which I would like to put forward is the question of the legal anthropologists role as a "passeur" between worlds, in reference to the recently published Liber Amicorum of Michel Alliot, founder of the Laboratoire dAnthropologie Juridique de Paris - LAJP (Le Roy 2000). To what extent should and can anthropologists of Law play the role of cultural intermediators in the encounter between different political and legal cultures ? This role can be played on more local levels such as for example in the cultural intermediation experience in the field of Youth Justice at the Tribunal de Grande Instance in Paris, where researchers of the LAJP, knowing the immigrants worlds as well as the French legal world intermediate between the juveniles and their families and the judges (see Eberhard 2001a : 191), or on more global ones, such as in the case of the Peace dynamics between the Mohawk Nation and the Canadian Nation (see especially Vachons work), or in the question of a move towards a more intercultural approach to human rights (see Eberhard 2000). And this role again puts forward epistemological questions as well as maybe the question of new fields of research : how can intercultural encounters become dialogical, eg where an actual enrichment of all partners can take place ? What are the conditions allowing it ? How can different world views be opened up through mutual contact, how can "articulations" be found ? How is it possible to move from logics of "exclusion of the contrary" to logics of "complementarity of differences"? I think anthropologists of Law have a role to play in this praxiological research on how to open up the putting in forms and putting forms on our living together in contexts that become intercultural on a ever more profound level.
Scientific Endeavor as Praxis :
A Political Anthropology of Law
The developments above lead us to a last reflexion : the importance of an anthropology of Law as praxis. Anthropology of Law cannot - or at least in my eyes should not - be a purely theoretical endeavour. The whole participatory research is based on the idea of personal experience and thus leads us from a dialectical method of understanding Reality to a dialogical one to use Raimon Panikkars terminology, where knowledge is not based on rational deductions alone, but on the sharing of insights of others which through a process of opening up and dialogue, little by little changes our own fundamental ways of seeing things embedding us thus in a new "myth" that emerges through a cognitive journey of "Understanding as Convincement" (Panikkar 1984b : 215). This entails that on the one hand a deepening of the requirements of a truly dialogical approach seem paramount for work carried out in the field of the anthropology of Law - even in the cases where the goal is to then translate different cultural experiences in the frame of Western modern science. An example is Étienne Le Roys (1998) theory of multilegalism (multijuridisme) : the insights underlying it have been gained through a dialogical approach and diatopical hermeneutics - but the formalization of the findings in a theory of multilegalism are a translation into the Western modern socio-legal anthropocentered frame. But there is also the challenge of more radical intercultural dialogue, such as it is reflected in the approach of the Intercultural Institute of Montreal : the question is not only how to elaborate a new "interculturalized frame" for specific intercultural encounters in the domain of the logos alone, but how to be able to move to the sharing of a new mythos. I think a lot of fundamental research remains to be carried out in that field (see Vachon 1998).
But this approach of anthropology of praxis also entails that anthropological research is also a social praxis whith social consequences. And especially in the field of the anthropology of Law which explicitly deals with "Law" which is at the core of the "putting in forms of our living together, of our reproduction, of the handling of our conflicts" we must be aware of the responsibility of our research. As Étienne Le Roy (1999 : 34) reminds us in the introduction of his manual of legal anthropology the key questions every anthropologist of Law must ask before going any further is "à qui ça sert, quoi ça sert ?" (whom does it bring something ? What is its purpouse ?). It seems very important to recognize that our research is never "objective" - which does not mean that it is unscientific. All approaches are ultimately founded in our personal mythoi, in our very personal ways to see the world and to be more sensitive to certain of its aspects or others. The scientificity of the research lies in the reproductibility of it. Others must be able to reach to our conclusions, though they may not agree with them and may be able to either show inconsistencies of our position or show that our whole underlying perspective is problematic. But this entails that we clearly take position in our research and make clear what our standpoint is. It goes without saying that it is only through ongoing dialogue with oneself and others that our own positions really cristallizes. Thus even fundamental research has a political turn to it as it reflects the things which are important to us and which we want to bring to the public forum (the scientific community and the larger community) in order to shed light on it and to engage debate and dialogue on them.
This leads to a last role for anthropologists of Law that I have already shortly touched upon above. Generally speaking it can be said that anthropologists of Law are concerned with the diverse representations and practices of people in relationship to social reproduction. They are thus concerned with pluralism and with pragmatism, in the sense that they take peoples practices and representations seriously. In the general contemporary context which remains embedded in a modern vision based on representations of uniformity and of an idealistic outlook on our living together (see François Ost and Jaques Lenoble on the idealist philosophy of the lawyer - 1980a, 1980b), and which nowadays tends to also get "systemic", life being more and more seen as something which can optimally be managed through systemic approaches (see especially the illustration of World Bank structural adjustment plans or think of the representations of law as autopoietic system ; see Eberhard 2000 : 168 ss), the voice of the anthropologist is an important one to be heard in order to map out alternatives to the present approaches which seem less and less satisfying. His/her experience is also valuable to allow him to be a passeur between different cultures (understood in the large sense, including "sub-cultures" etc.) in such diverse contexts as international human rights debates, the working of international penal tribunals, reflexions on État de Droit, onjustice in multicultural settings etc.
Thus from our point of view it is this specific point of view, of sensitivity to peoples representations and practices, and the awareness of the great diversity that exists between those representations and practices without any one being a priori able to be assumed as being superior to the others among the people of the world, which is at the core of the anthropology of Law. Thus anthropology of Law in my sense is more defined (if one wants to define it) by a specific outlook on social and human reality and a way of knotting together questions concerning that reality, than a discipline distinct from other social sciences approaches through a different methodology or through different objects of study. Its major challenge and maybe also its major contribution to our "living together" (theoretical contributions as well as applied research) is to raise awareness to the requirement of dialogue. And in order to do so we may ourselves have to keep on deepening our dialogical skills as well in respect of the people amongst and with whom we carry out research, as of the scientific and legal and political community to which we belong and to which we want to transmit our findings and insights.
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