DHDI
|
Christoph Eberhard 30/04/97
Le Mulla, qui venait d'être nommé magistrat, jugeait sa première affaire. Le plaignant exposa son problème de façon si convaincante que Nasrudin s'exclama:
Je crois que tu as raison!
Le greffier le pria de se contenir car le prévenu n'avait pas encore été entendu.
Nasrudin fut si transporté par l'éloquence du prévenu qu'il s'écria, dès que celui-ci eut fini de parler:
Je crois que tu as raison!
Le greffier n'en put supporter davantage:
Votre Honneur, ils ne peuvent avoir raison tous les deux.
- Je crois que tu as
raison! dit Nasrudin. (Shah,
1989: 67)
This little story provides
us with a nice entry into our subject. A case has to be decided. Each claimant
tells his own story and the Mulla overwhelmed by the eloquence of each of
them approves both of the stories. But the clerk remarks that they cannot
both be right - to which again the Mulla agrees. What does this little story
tell us, especially about what semiotics can contribute in the establishment
of facts in court?
First of all it highlights
that trials are about story telling, that in fact their core is story telling,
and that it seems that we expect the most convincing story to be
rewarded with it's acceptance by the one(s) who judge(s). This
seems to imply that not all the stories can be accepted but that there has
to be, as the clerk notices, a right story and a wrong story. This further
seems to tell us that the judge is supposed by listening to the different
stories to find the truth of the case, enabling him thus to chose the right
from the wrong story, and to decide accordingly. But the story also suggests
through the attitude of the Mulla agreeing with both parties as well as with
the clerk telling him that he cannot do so, that the truth to be found is
not an evident fact but has to be infered by the judge who has to build up
his own little story of what happened upon the stories presented to him and
then has to decide upon it. There may not be one right and one wrong story
but there may be a story giving coherently account of the stories told. Thus
the judgement, the telling of the truth of the trial, the establishment of
what actually happened depends on the construction of a new story
based on the conflicting and more or less convincing stories told during
the trial. And it may even be that there is no other truth in the whole trial
than the truth of the trial itself, which shall we remind it,
is an imposed and not a found truth ? While reading this story
we have only been in touch with the story of the Mulla's trial and
did not really hear about the story(ies) in the trial.We have thus
got aware of the fact that the trial does not limit itself to the story(ies)
in the trial but that it itself constitutes a story that makes sense.
We will in the following pages
elaborate on the insights gained above applying them to modern trials by
submitting the latter to a semiotic analysis which will make us aware of
all the possible bias underlying the truth or fact
construction in trials. We will start by a general introductory reflection
upon the question of truth in the trial and its link to stories
and narratives (A). We will then turn to the construction of the story
in the trial by looking more closely at it's telling by the counsels and
the witnesses (B). Finally we will consider the reaching of the
truth of the trial through the interpretation of the story in
the trial through the glasses of the story of the trial, the truth
finding relying not only on what has been told during the trial but
also on how it has been told and perceived and how it is processed in the
story of the jury room (C).
(A) Stories, narrative and truth (fact) construction
in the trial
In this part we will give
a very general introductory account of the contribution of semiotics to the
establishments of facts in court. We will start by reflecting upon the notion
of truth finding and/or construction in the trial thus unveiling
it's link to narrative (1) and will then rapidly expose the
basics of Greimassian Semiotics in order to have a general frame of reference
for the understanding of the rest of the paper (2).
(1)
What is supposed to happen in court during a trial ? Facts are sought to
be established and legal consequences are then attached to those facts. For
example one will try to find out if and under what circumstances somebody
has killed somebody else, after what this fact will be legally termed (as
for example a murder) and the responsible of the act will be found guilty
and will be convicted. At first sight we thus have the impression that a
trial is meant to establish what happened, the truth, and then
to subsumate this truth under legal provisions by a legal syllogism.
A first approach would be to consider that facts are just facts and that
they speak for themselves and that they just have to be established. This
approach is underlied by a truth correspondance theory for which things,
truth, exist out there and can be established by
observation or rational enquiry. In this view proof is based
on pure fact, on the empirical self-evidence (évidence
empirique) of the states of affairs which are to be proved. (LANDOWSKI
1989 : 33-34). But even in this positivistic view facts have to be legally
constructed, and cannot just be used raw. Thus the trial turns out less to
be about finding some ultimate truth than to shape reality so as to make
it convenient and meaningful in the eyes of the law (LANDOWSKI
1989 : 34-35). Furthermore for doing so the trial has to rely on proofs provided
by witnesses as the actual facts are not accessible to the judge or the jury
- there are thus, even in a positivistic view mediators between the facts
and their establishment whose influence cannot completely be neglected. But
legal semiotics as we will develop further in the next pages invites us to
go even further and to make a more fundamental epistemological break with
the positivistic tradition. As we noticed proof does not present itself but
is presented by different witnesses and thus the truth of the trial consists
in the english system in that which a jury believes, after seeing a
witness state matters orally on oath, and be subjected publicly to
cross-examination on such statements (JACKSON 1988 : 7). Therefore
both perception and enunciation of perceptions in the form of narratives
of the witnesses have to be taken into account. Furthermore the testimony
of the witnesses is interpreted and evaluated by the jurors. This evaluation
will be principally based on the plausibility of the different stories as
perceived by the jurors during the trial. The truth finding in
the trial thus becomes a common truth construction in the trial
based on the narratives of the different actors of the trial (JACKSON 1988
: 9-13; 1995: 390-392). Thus we could rather see the verdict as the climax
in a process of judicial evaluation than as a truth statement. In the criminal
trial this process is, according to Boer, constituted along three levels
which are the variation of interlocutors, the performance of speech acts
and the intersection of a horizontal axis (chronology of the procedure) and
a vertical axis (application of the law onto the criminal fact) and is
characterized by a move to harmonise different narrative interpretations
and to transform these narratives into one coherent and acceptable
narrative (BOER 1993 : 293-295).
It seems that semiotics of
law invite us to abandon the idea of truth finding in the trial
by paying more attention to the role of narrative in the trial, and meaby
even to shift our analysis of what is going on in the trial from the paradigm
of truth construction to the one of coherent narrative
construction. But even though our research point of view, which we
shall always keep in mind, and which is a critical external point of view
on law, as it is a semiotic point of view on law, suggests us to think in
terms of coherent narrative construction rather than in terms
of truth construction, we will nevertheless continue to speak
of truth construction. The reason is that we will try to take
a critical external but though informed point of view of law which Ost and
van de Kerchove promote for interdisciplinary research in law (OST, van de
KERCHOVE 1987 : 75ss). This point of view demands us not to lose out of sight
the internal, legal point of view of the matter. Hence we shall not forget
that even though to understand what happens in court the semiotic narrative
glasses can be useful one should not forget the internal legal
point of view where the purpouse of the trial is to reach a decision that
has to be legitimated, and only can be (at least in our legal cultures) with
reference to truth even though meaby (positivists would probably
even only concede meaby partly) constructed. Before dealing more
precisely with the construction of truth in the trial let us
now quickly present the basics of greimassian semiotics which will give us
a framework of understanding.
(2)
Greimassian semiotics started from Greimass' attempt to develop Saussure's
and Hjelmslev's ideas of semantic structure. The latters' approach was limited
to the analysis of how we make sense of sentences. Greimass tried to understand
what permits us to make sense out of whole texts. Therefore he looked for
basic structures of signification, the basic grammar of sense
construction which enables human beings to make sense about data about human
behaviour presented to them. He distinguished two levels : a level consisting
of an actantial model, in which discourse makes sense in terms of underlying
patterns of intelligible action and an associative (paradigmatic)
level of story elements which are used in the story sequence
(syntagm) (JACKSON 1995 : 141-142). Greimass was committed to
the idea that sense construction is a process of interaction between three
different levels : the level of manifestation which consists of the actually
presented sense data and the particular sense attributed to it, the thematic
level which is the stock of social knowledge, organised itself in narrative
terms, and which permits to make sense out of the data presented on the former
level, and the deep level which are the basic structures of signification
and which are claimed to be universal. In the following pages we will
primarily focus on the first two levels as they will permit us to concretely
work out how truth is constructed as the cristallization of a
coherent narrative in the trial through the narratives in the
trial. We will not dwell so extensively on the deep level,
as it is to abstract for the framework of this paper and not necessary to
demonstrate the pertinence of a semiotic approach to the establishment of
facts in court. It is enough for us to know that on this level there are
actants which are archetypal (my word) roles that
can be concretely personnalized in stories or real life by one or more
acteurs according to a narrative syntagm composed of a setting
of goals, the achievement (or non-achievement) of those goals and the
aknowledgement of the performance (or non-performance) of those goals (JACKSON
1991 : 164). One acteur is able to perform different actantial
roles at different times. It is the identification of these basic narrative
roles (ex: helper, opponent) in presented data and the possible narrative
choices steming from them according to their missions and means that permit
sense construction (JACKSON 1995 : 146ss). The thematic
level is a level on which exist collective images which serve as
a paradigm for interpreting narratives. One such collective image is for
example the image of the thief, which is not just the neutral
image of somebody who has taken something that does not belong to him, but
is a value ladden image shaped by collective fears, fantasms and desires.
The collectivity which shares such common images, such common paradigms to
interpret reality is called a semiotic group (it can for example
be a social, cultural or professional group). Jackson calls those paradigms
narrative typification of actions. Those narrative typifications
of actions do not generate demonstrable judgements as
to what is within or outwith the image. But they
are able of generating judgements of relative similarity (JACKSON 1995 :
152-153). Thus our concept of truth as something that can be
objectively and univocally found is challenged as we are moving from the
neutral realm of (positivistic) certainty to the value ladden realm of
(narrative) plausibility and probability, where truth stems from
a comparison between presented narratives and our personal narrative stereotype
and not from the adequacy of objective facts with their mere description.
The level of manifestation is the level on which things
are actually presented to us (ex: a text). To understand these utterances
it is not sufficient to understand their linguistic structure, but we also
need to process the message as a narrative syntagm, which brings us back
to the deep level with its universal grammar of actants,
institutionalisation of the subject, his goals and means, and to the
thematic level which permit us to make sense out of what is presented
to us through our social preunderstanding by comparing (unconsciously) the
presented situation to our expected stereotype (cf our example of a thief)
(JACKSON 1995 : 154-157). But Jackson argues that even though the processing
of the narrative structure of an utterance is necessary it is not sufficient
- the meaning of the sentence cannot be reduced to its narrative structure
but other elements which will contribute to the sense construction must be
taken into account, like how, when, where, by whom are things said ? (JACKSON
1995: 157-158).
We now know enough about the
role of narrative in sense construction to be able to analize from a semiotic
point of view how the story of the trial is constructed by the telling of
stories in the trial.
(B) The story in the trial : it's building up
through the telling of stories in the trial
Maley and Fahey notice that
a recurrent metaphor recurring in discussions of trial process and the discourse
of the courtrom is the metaphor of the trial as a process of story telling
(Maley, Fahey 1991 : 3). And Jackson even argues that the plausibility
of facts proved in courts is a function of their narrative coherence and
of the narrativisation of the pragmatics of persuasion (through examination,
cross-examination, courtroom tactics, etc.); and that the application of
law to facts thus turned out to be not a logical process, but one consisting
of the comparison of narratives. (JACKSON 1994 : 97). We will in this
part examine closer the first part of Jackson's statement by analysing the
counsils' (1) and witnesses' (2) performance
in a narrative perspective, before turning to the analysis of the comparison
of narratives by the judge and the jury in order to establish the
truth of the trial through the stories of the trial . Thus this
part will deal with the story presented to the judge and jury (the story
in the trial) whereas the next part will deal with the story that the judge
and jury will make out of this story.
(1)
The Counsil's narrative performance can be divided into four phases where
he plays a different role : the opening and closing statements, the examination
in chief and the cross examination.
A number of lawyers consider
the opening statement as one of the most important phases of
the persuasion process and (as) the most significant aspect of any
trial. While restrained to a role technically
nonargumentative, the opening statement is the anticipation and promise
of what is to come. (SNEDAKER 1991 : 132 - italics added by me). It
is the opening statement which will familiarize the jury with the general
outline of the case and will provide it with a framework for understanding
the stories told afterwards. It is a story presenting, systematizing, contrasting
and interpreting information about what is to come which will direct the
perception and interpretation of all the subsequently told stories by providing
a structure to the jury which will enable it to establish consistency between
characters, settings, motives and actions and thus to find a common ground
of agreement concerning the truth of the case . It is thus a
story whith a very specific weight as it will set the central action and
will focus on the key narratives that will be unfolded further in the
story in the trial (SNEDAKER 1991 : 134-135). This story can
be seen in terms of content (ex : justifications presented to the jury to
convince it to convict or acquit) and form (putting the content into meaningful
relations and thus give a coherent, plausible and legally relevant (as we
have seen above) narrative of the case). It is interesting to note that it
is in the opening statement that the storytelling strategy of each trial
becomes most evident. As Snedaker notices the opening statement has two main
purpouses : persuading the audience and framing the chain of reasons that
will be deployed after it in the trial. To achieve these purpouses, to be
persuasive, the story cannot only present the facts but has to bring them
close to the jury, which is done with the use of emotionnally ladden images
and metaphors (ex : the murderer as a beast) and with the identification
with the interests, needs and values of the jury (ex: presenting the victim
or the accused as a family man, an active community member ...) and even
more generally by a careful choice of words and style (ex : the use of
fetus or baby even when referring to the same fact
give rise to different sense construction - JACKSON 1995 : 397). Furthermore
out of necessity the opening statement has to be kept short and thus must
simplify the case by highlighting the issues and by typifying
the following actors while introducing them (SNEDAKER 1991 : 136-138). These
characteristics may help us to understand the huge impact of opening statements
- not only do they open the trial but furthermore are they structurally,
and in what concerns their content, very close to the deep level and the
thematic level (see above) of the members of the jury. They will thus have
a far greater sense making power on the jurors than all the following
stories which will be much more complex and will only be parts of the whole
story leaving it to the jury to construct a new story with a new sense out
of them, a construction in which reference to the already all encompassing
and meaningful story in the opening statement can be felt as very helpful
and welcome. Furthermore Snedaker notices that once the audience becomes
aligned with a particular view it is very difficult to change it again (SNEDAKER
1991 : 136) which can explain that for the defence it may prove more efficient
not to try to challenge the view presented in the opening statement but to
propose an alternative story (JACKSON 1995 : 398) - it becomes clear here
that the trial is a battle for credibility through the means of story
telling rather than an investigation process to unveil some hidden
truth. But the opening statement is just the first of the stories told
by the advocates, the last being the closing statement, which seems (contrary
to the representation that lawyers have of it), not to have much infuence
on the jury who has already made up his mind (JACKSON 1995 : 405). Between
those two stories the lawyers will continue to tell stories, though through
the mouth of the witnesses in examination and cross-examination. As Jackson
says : The jury is the audience in a very real sense. For
the whole object of counsel is to present the lawyer-witness interaction
in such a way as to create the desired form of sense construction in the
minds of the jurors. (JACKSON 1995 : 394). He will do so in a co-operative
way in the examination in chief and in a conflictual way in the
cross-examination. Indeed the way of constructing stories in the trial by
lawyers and witnesses is heavily dependant on the frame in which this
construction is taking place and which is here given by the adverserial character
of the process. It is thus through four speech contexts, and thus through
four different kinds of narratives, the examination in chief of the witnesses
for the prosecution and for the defence and the cross-examination of the
witness for the prosecution and for the defence, that two opposite stories
are meant to emerge between which the jury has to choose the true
one (MALEY, FAHEY 1991 : 4-5). Even though the examination in chief
may look like a normal speech situation where people on a same
level address each other trying to exchange information it de facto is not.
The questions of the lawyer are not intended to seek for new information
as little as the answers of the witness are supposed to provide new informations
to the lawyer or to convince him of the witness' point of view. The purpose
of the whole interaction is rather to build up together the image of a plausible
and coherent story which will convince the jury of it's truth
(JACKSON 1995 : 412-413). This purpouse becomes even more apparent when one
studies the strategies of the lawyers during cross-examination which
tend mainly to discredit the witnesses by hindering them to develop coherent
narratives. We must keep in mind here that the counsel is the master
of the game. His relation with the witness is not a relation of equality
but a power relation : it is the counsel who directs the verbal exchange
by asking the answers to which the witness has to answer without asking any
counterquestions and without being able to pause unduly or to close the exchange;
it is the counsel too who can cut off answers, determine the form of acceptable
answer by the form of the question, can bring together facts from prior testimony
to juxtapose them to make a point and control the duration of the encounter
(JACKSON 1995 : 413; DREW 1990 : 49). An interesting example to illustrate
the importance of the narrative structure for creating an impresssion of
truth, and thus showing that the form in which something is said is at least
as important as the content of what is actually said for the creation of
an impression of truth, is the example of the three-part
descriptions developed by Drew (DREW 1990 - 51ss). Drew notices that
one of the techniques counsel uses in attempting to contest a witness' version
of events by portraying these events is the manipulation of three-part
lists to describe some action, scene or any other element of a testimony
(DREW 1990 : 51-52). Research in conversation analysis seems to show that
three-partedness is a basic structural principle to which
speakers orient as a normative device, which is to say that lists
with less than three items may be treated as incomplete (DREW 1990
: 51-52). An important point that emerges from this finding is that listing
three items is a way of expressing a generalization about a property that
items in the list have in common (DREW 1990 : 54). This generalizing property
of three part descriptions is used by counsel for rhetorical
purposes when he presents facts monologically but also in his interaction
with the witness. He will try to actively reconstruct singular into three-part
descriptions or will try to hinder the witness to make his third point.
Thus the struggle over the content of the testimony is
in part conducted through its form; that is, between a
generalizing/approximating three-part description
on the one hand, and a 'delimiting' less-than-three-part description on the
other. (DREW 1990 : 57). More generally it can be said that counsels
will use their role of leader of the discussion to manipulate the witness
in such a way as to make him for example feel comfortable or uncomfortable,
and thus to create different effects on the audience by discrediting or at
the contrary crediting the witness (JACKSON 1995 : 414-415). Counsels also
deliberately use the role of social sense construction (cf thematic
level) in the form of stereotypes, narrative typifications etc ...
in order to influence the initial perception of the witness by the jury,
thus providing already a priori a frame to the jury for evaluating the
credibility of the witness before they are even confronted with the witness'
speach behaviour (JACKSON 1995 : 416). Thus expert evidence may
be presented as having a special quality of objectivity. It will often be
the quality of expert evidence which will be used in order to
create the wanted effect more than the actual content, which can be achieved
by the counsel by controlling the range of information,
changing meaning, overgeneralization or more generally
by constructing or deconstructing the witness as an expert, rather than by
objectively evaluating the presented evidence (JACKSON 1995 : 417-421). Another
example would be the utilization of prejudices about children and the drawing
on common cultural misinformation about them as well as the use
of specific combination of language devices and questioning styles in order
to reenforce these prejudices and thus to destroy the children's credibility
and discredit their testimony (ex : children are inclined to tell lies or
cannot distinguish fantasy and reality) (BRENNAN 1994 : 51-54).
We have now seen to what a
large extent counsels shape the narratives that are told in court and how
much influence they have on a truth construction which seems as much if not
even more linked to the narrativisation abilities of the advocates
than to what actually happened. But let us not forget the witnesses
who are the ones who are supposed to be the ones who know what actually
happened.
(2)
Usually it is taken for granted that the meaning of a word is that to which
it refers in the outside world, that there is a correspondance between what
is expressed by language and the objective outside world. But
things seem not to be so simple. Even our perception of the outside world,
before even being put into words, is not a merely passive process but an
active construction. The light impulses that our eyes receive do not contain
any inherent sense - the sense is constructed through the preconditioning
of our brain concerning general patterns as for example our expectations
as to normal spatial relationship (how things appear in space) or more specific
ones which will condition what of the visually present data we will select
to make sense out of it. These perceptions will then in a court have to be
translated into linguistic utterances. Thus a semiotic analysis may prove
useful to understand this process by breaking out of the mere discussion
about the accuracy of the testimony compared to the real facts.
Three factors seem relevant to judge the reliability of a testimony : features
of the stimulus situation, characteristics of the eyewitness, and factors
at the time of retrieval. Concerning the perception of the stimulus
situation the most important thing for us is to keep in mind that
perception does not produce a record but an interpretation which
is affected by cultural expectations or stereotypes, expectations from
past experience, personal prejudices, and temporary expectations.,
social expectations or stereotypes (thematic level) being particularly likely
to have an adverse effect upon perception and memory when the event observed
is complex and of short duration (JACKSON 1995 : 362). The resulting bias
in perception can either consist in the wrongful encoding of
what has been perceived or even in the construction of a perception that
actually did not exist (see something that is not there) (JACKSON 1995 :
363) for example to fill in gaps of perception authorizing to construct sense
(ex : I hear a crash and then see to cars which appearently collided and
construct to have actually seen the collision). An example that should make
us very critical towards the truth of what actually happened
and showing the importance of social prejudice in truth construction is Duncan's
experiment in which he showed white American college students a videotaped
interaction of an increasingly violent argument in which, finally, one of
the participants pushed the other. In different versions the race of the
protagonist and of the victim were varied. The students were asked to describe
what they had seen in categories like playing around or
violent behaviour. When the protagonist was black and irrespectively
of the race of the victim over 70 % of the students termed the incident as
violent behaviour whereas only 13% did so when the protagonist
was white. The explanation of the situation too was different according to
the race of the actors (JACKSON 1995 : 364). We see here how much sensory
data is interpreted through the thematic level. But for a situation
there may be different narrative schemes to be used for interpretation. The
choice of one of them may be conditioned by the actual affective state of
the perceiver, by the characteristics of the eyewitness at the time
of the perception. As we have already mentioned perception is selective.
Witnesses may notice things that are meaningful and interesting for them
at the time that they happen but may not be aware of other things. Witnesses
may also interpret sensory data according to their mood which influences
the choice of tacit social evaluation which is used in making
sense of the situation. The salience of things to the the perceiver and the
mood in which he perceives them are not only relevant at the time of perception
but will also be shaping the memory of the event (JACKSON 1995 : 365-366,
368). We come thus to the factors at the time of retrieval which are
linked to memory and its recovery. Things are not just stored in the brain
like pictures are stored in a film and which could just fade out with time
. Thus there is not only the problem of the failure of retention, recall
and enunciation of what had been originally encoded that has to be taken
into account (JACKSON 1995: 367-368). Original perceptions can later be altered
or reinterpreted which stresses the role post-event information can play
in reconstructing the memory and makes clear the role lawyers play in the
reconstruction of memory by the way in which they ask their questions (JACKSON
1995 : 370).
We have now a little overlook
of the factors that influence the story telling in the trial. This story
telling makes up a new story, the story of the trial to which there is another
audience, other witnesses, the judge and the jury who will have to make sense
out of it and construct the truth of the trial out of it.
(C) The truth of the trial : its building up
through the story(ies) of the trial
In this last part we will
deal with two other actors of the trial, who are in fact witnesses of the
trial : the judge (1) and the jury (2).
(1)
The judge although engaging in a variety of speech behaviours during the
trial and thus not being a pure witness of the trial nevertheless
is a witness, even though a special one, in the sense that he is the
representation of an objective, neutral adjudicatory body (JACKSON
1995 : 424). His principal speech act in an English criminal trial is the
summig up which is done after the conclusions of the case presented by the
prosecution and the defence and before the jury deliberates. In his summing
up he has to remind the legally relevent elements of the case, and tell the
jury what the law to be applied is (JACKSON 1995 : 426-428). As we have seen
above, the story that the judge will tell will be dependant on the way he
perceived the story of the trial. Even though he is supposed to make a neutral
statement and only communicate some facts, he may signify other
things to the member of the jury (like his personal view of the case), which
will be able to influence them quite a lot in their decision as they see
him as a competent authority figure who over the top is presented as being
neutral and objective, qualities inherently linked to his status (JACKSON
1995 : 427 ss ). It is only after this last story that the jury deliberates
to find the truth of the trial.
(2)
As we have already noted the jurors are witnesses of the whole trial which
makes everything we have said about witnesses above relevant for them, for
example concerning the memory of all the evidence and of the legal instructions
given by the judge, although the situation is a little different here as
in the jury we have to do with a group memory (recalling and reconstructing)
and not with individual memory (JACKSON 1995 : 442-445). But furthermore
the jurors are not only passive witnesses. The truth
of the case is unraveled not only through the story in the trial
as they have perceived it through the story of the trial but
also through the treatment of these stories through the story of the
jury room (JACKSON 1995 : 442). Before having a closer look to what
actually happens in the jury room let us remind that the jurors do not wait
until the moment of deliberation to make up their mind. Rather, there
are mechanisms of selective attention, forgetting, influential embellishment
and reorganisation as the data is presented along the trial, the narrative
coherence of the telling of their story by the different witnesses being
a significat factor of their comprehensibility and thus relevance for the
jurors (JACKSON 1995 : 446). Let us also note out of interest that concerning
the story of the trial, the defendant is not perceived as a
participant to it - he is much more treated like an object than as a subject,
confined to the dock and only speaking through others (JACKSON 1995 : 448).
Could that be seen as a sign that the mise en scène in
court trying to create the feeling of undertaking an objective neutral search
for truth to which abstract legal consequences are linked rather than morally
judging a subject and taking a decision that will heavily affect his life
and that of those close to him has been achieved ?
Concerning what happens in
the jury room research done on small group decision-making may here be relevant.
It is interesting to note that in small groups discussions leaders tend to
emerge who will direct the discussion. It also has to be taken into consideration
that isolated individuals tend to conform to the opinion of the majority.
More generally it can be said that discussion is not a neutral exchange of
information but a play in which everyone will try to play the role that has
cristallized out of his own personality and of his relationship with the
group. Thus for example the fact for one juror to commit himself very quickly
to one view on the guilt of the accused will result in his tendency to defend
this point of view in order to maintain his personal prestige and credibility.
Such findings can be relevant to help organizing the deliberation style in
such a way to permit the reaching of a decision, and of a decision that is
more based on a cooperative discussion of the presented evidence than on
an adverserial fight over it, which seems to be able to be more objective.
It may thus be useful to organize the deliberation in an
evidence-driven rather than in a verdict-driven way
(JACKSON 1995 : 452ss).
(D) Conclusion
We have seen in the pages
above all which a semiotic analysis can contribute in understanding the process
of truth establishment/finding/construction in court. It has
made us especially aware of the fact that we should be very cautious when
speaking of truth to be found during the trial, by highlightening
the complex processes of sense construction which lead through the
narrativisation of pragmatics to the construction of the truth of the
trial. Legal semiotics thus invite us to take a critical stand towards
positivistic truth correspondance theories of meaning. They invite us to
dig a little further below the surface of truth finding/construction
thus permitting us to unveil a little more comprehensively the underlying
mechanisms of (narrative) sense construction. Nevertheless we should not
forget our choice to take an informed critical external point of view on
the issue of the establishment of facts in the court. This will
prevent us to fall into an extremist view of semiotics which would lead us
to consider that everything is constructed, that there actually is
nothing like facts that could be established through a trial
in court. Something actually happened (or did not happen) and the attempt
to try to establish this leads to the construction of a truth,
which will influence a legal decision, which on its turn bears heavy consequences
for its addressee. This should not be forgotten and should lead us to try
to use legal semiotics in order to improve the truth construction
process in the trial in such a way that the constructed truth may have
a maximum of probability to correspond to the actual truth. Legal
semiotics can thus play a role in reshaping court procedures to make them
more efficacious in their aim to establish the truth. It could
do so alone, or even better in collaboration with other disciplines trying
to lead legal systems to better solutions through their critical
questioning of them, like for instance sociology of law or comparative law.
Legal semiotics could for example, in the anglosaxon perspective, contribute
to the debate about the complementation of the traditional adversiaral procedure
by a more inquisitorial one, as is used on the continent (MARKESINIS 1994
: 12-13). Legal Semiotics may thus provide a fruitful dialogue partner for
Law and other critical disciplines on Law in order to improve the actual
legal systems, and in order to improve more specifically in our case, the
procedures aiming at the establishment of facts in court.
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